Warnings from foreign supervisory authorities

The information on this page is based on information from other supervisory authorities advising caution  as regards companies operating without appropriate authorisation. The list shows the date of the notification, the name of the company and the link to the supervisory authority making the notification.

A company on the warning list may use the same or a similar name as an authorised company. As a result the contents of the warning must always be checked via the link to the supervisory authority that has provided the warning.

The list shows the warnings issued during the past three years.


A B C D E F G H I J K L M N O P Q R S T U V W X Y Z Å Ä Ö 
Date Name Description
9/26/2016 Spring Empire Solutions Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
9/26/2016 Spring Strategies Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
9/26/2016 Dodson Norwood Commissione Nazionale per le Societe e la Borsa, Italy 
9/26/2016 Edgedale Finance Commissione Nazionale per le Societe e la Borsa, Italy 
9/26/2016 Emexpay Malta Financial Services Authority, Malta 
9/23/2016 Questra Holdings The Financial Services and Markets Authority (FSMA), Belgium 
9/22/2016 All UK Lenders The Financial Conduct Authority (FCA), United Kingdom 
9/22/2016 Loan.co.uk The Financial Conduct Authority (FCA), United Kingdom 
9/21/2016 53option Finanstilsynet (NO), Norway 
9/20/2016 Recyclix Sp. z.o.o. Commissione Nazionale per le Societe e la Borsa, Italy 
9/20/2016 Tix Group Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
9/20/2016 Jedi Marketing Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
9/20/2016 Gettoption Commissione Nazionale per le Societe e la Borsa, Italy 
9/20/2016 Global Reach Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
9/19/2016 Ashwood Finance Finansinspektionen, Sweden 
9/19/2016 Oshiro Associates Finansinspektionen, Sweden 
9/19/2016 Integrity Research Group Finansinspektionen, Sweden 
9/19/2016 Arai, Endo and Associates Finansinspektionen, Sweden 
9/19/2016 Asashi Mergers & Acquisition Group Finansinspektionen, Sweden 
9/15/2016 3G Equity Partners Central Bank of Ireland, Ireland 
9/12/2016 Arboretix Trading Limited Commissione Nazionale per le Societe e la Borsa, Italy 
9/12/2016 Touch Trades Limited Commissione Nazionale per le Societe e la Borsa, Italy 
9/12/2016 Loan In A Flash The Financial Conduct Authority (FCA), United Kingdom 
9/12/2016 Credit Poor The Financial Conduct Authority (FCA), United Kingdom 
9/9/2016 Charming Money Limited t/a Debt Vanish and Debt Rid The Financial Conduct Authority (FCA), United Kingdom 
9/9/2016 Purple Loans The Financial Conduct Authority (FCA), United Kingdom 
9/9/2016 Chiba & Associates The Financial Conduct Authority (FCA), United Kingdom 
9/8/2016 Thomas & Johnson Consultancy The Financial Conduct Authority (FCA), United Kingdom 
9/8/2016 Hargreaves Lansdown The Financial Conduct Authority (FCA), United Kingdom 
9/6/2016 Shibata & Partners Central Bank of Ireland, Ireland 
9/6/2016 Fxmarketlive Pty Ltd Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
9/5/2016 I.S. Signal Trader Limited Commissione Nazionale per le Societe e la Borsa, Italy 
9/5/2016 Grupo Garintia 2015, S.L Comisión Nacional del Mercado de Valores, Spain 
9/1/2016 Royal Private Bank of Luxembourg Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
8/30/2016 Costello & Rubin Attorneys at Law Central Bank of Ireland, Ireland 
8/26/2016 IBL Markets The Financial Conduct Authority (FCA), United Kingdom 
8/24/2016 Clayton & Oakley Investments Central Bank of Ireland, Ireland 
8/23/2016 Global Capital Advisors Ltd The Financial Conduct Authority (FCA), United Kingdom 
8/22/2016 JB Trade Finance The Financial Conduct Authority (FCA), United Kingdom 
8/19/2016 United Trading Markets (UT Markets) The Financial Supervision Commission (Bulgaria), Bulgaria 
8/19/2016 CFD Global Ltd The Financial Supervision Commission (Bulgaria), Bulgaria 
8/19/2016 STP Markets The Financial Supervision Commission (Bulgaria), Bulgaria 
8/11/2016 Piper Jaffray The Financial Conduct Authority (FCA), United Kingdom 
8/10/2016 Wheaton Capital Limited The Financial Conduct Authority (FCA), United Kingdom 
8/9/2016 Broker Financial Ltd (Invest-Option) The Financial Services and Markets Authority (FSMA), Belgium 
8/9/2016 Central Provider Ltd (Central Option) The Financial Services and Markets Authority (FSMA), Belgium 
8/9/2016 GN Capital Ltd (PWRTrade) The Financial Services and Markets Authority (FSMA), Belgium 
8/9/2016 Graham International Ltd (Binat Ltd, Proinvest) The Financial Services and Markets Authority (FSMA), Belgium 
8/9/2016 Sterling Consultancy Options Ltd (SC-Options) The Financial Services and Markets Authority (FSMA), Belgium 
8/8/2016 CF Investment Funds The Financial Conduct Authority (FCA), United Kingdom 
8/8/2016 Adv Management Commissione Nazionale per le Societe e la Borsa, Italy 
8/8/2016 BPJ Services Commissione Nazionale per le Societe e la Borsa, Italy 
8/5/2016 Den Danske Metode Finanstilsynet (DK), Denmark 
8/4/2016 Inter Trader Limited The Financial Conduct Authority (FCA), United Kingdom 
8/3/2016 Pan Asia Pacific Mergers & Acquisitions Central Bank of Ireland, Ireland 
8/3/2016 Natix Bank Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
8/2/2016 Baumer Mansoor Financial Advisory The Financial Conduct Authority (FCA), United Kingdom 
8/1/2016 U-Nex Global Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
8/1/2016 U-Nex Solutions Srl Commissione Nazionale per le Societe e la Borsa, Italy 
7/29/2016 UBS Global Investment Management Ltd The Financial Conduct Authority (FCA), United Kingdom 
7/29/2016 Costello & Rubin LLP The Financial Conduct Authority (FCA), United Kingdom 
7/29/2016 Kaufman Franz Wealth Management The Financial Conduct Authority (FCA), United Kingdom 
7/27/2016 Bit Management Ltd The Financial Conduct Authority (FCA), United Kingdom 
7/27/2016 Unemployed Loans The Financial Conduct Authority (FCA), United Kingdom 
7/26/2016 ADEF The Financial Services and Markets Authority (FSMA), Belgium 
7/26/2016 Daikyo Brokerage Limited The Financial Services and Markets Authority (FSMA), Belgium 
7/26/2016 Champion Luck Enterprises Limited The Financial Services and Markets Authority (FSMA), Belgium 
7/26/2016 CTPP Investment Limited The Financial Services and Markets Authority (FSMA), Belgium 
7/26/2016 United Equity Clearing Limited The Financial Services and Markets Authority (FSMA), Belgium 
7/26/2016 JEC Investment Limited The Financial Services and Markets Authority (FSMA), Belgium 
7/26/2016 Asicon Trading Limited The Financial Services and Markets Authority (FSMA), Belgium 
7/26/2016 Jordan Group Financial The Financial Services and Markets Authority (FSMA), Belgium 
7/26/2016 Amj Imp & Exp International Co. Ltd. The Financial Services and Markets Authority (FSMA), Belgium 
7/20/2016 Ellis & Reid Investments Central Bank of Ireland, Ireland 
7/18/2016 Your Trade Choice Comisión Nacional del Mercado de Valores, Spain 
7/18/2016 Portsea Asset Management LLP The Financial Conduct Authority (FCA), United Kingdom 
7/15/2016 Capita Group Central Bank of Ireland, Ireland 
7/15/2016 Farnhams Consulting Group Central Bank of Ireland, Ireland 
7/11/2016 Thornton & Tresk (TT Financial) The Financial Conduct Authority (FCA), United Kingdom 
7/11/2016 Innovative Investment Holding Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
7/11/2016 White Rock Assets Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
7/8/2016 Royalton Capital Group The Financial Conduct Authority (FCA), United Kingdom 
7/8/2016 Ritzcoin Technologies Inc Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
7/6/2016 Westgate Consulting Group The Financial Conduct Authority (FCA), United Kingdom 
7/6/2016 Larse Capital Ltd Finansinspektionen, Sweden 
7/4/2016 Cheshire Capital Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
7/4/2016 IT- GROUP Sucursal en España Comisión Nacional del Mercado de Valores, Spain 
7/1/2016 iClick Loans The Financial Conduct Authority (FCA), United Kingdom 
6/27/2016 SFKK Trading Solutions Comisión Nacional del Mercado de Valores, Spain 
6/27/2016 TDB-Options Limited Comisión Nacional del Mercado de Valores, Spain 
6/23/2016 Simple Finance The Financial Conduct Authority (FCA), United Kingdom 
6/23/2016 Banco FX The Financial Conduct Authority (FCA), United Kingdom 
6/23/2016 Sterling Consultancy Options The Financial Conduct Authority (FCA), United Kingdom 
6/23/2016 Gruber & Taylor Co Central Bank of Ireland, Ireland 
6/22/2016 Cannon Corporate Consultants The Financial Conduct Authority (FCA), United Kingdom 
6/21/2016 Mizuho Corporate Global Finansinspektionen, Sweden 
6/21/2016 Shelden Associates Finansinspektionen, Sweden 
6/21/2016 Ephraim Global Finansinspektionen, Sweden 
6/20/2016 TFX Traders The Financial Conduct Authority (FCA), United Kingdom 
6/20/2016 Epic Loans The Financial Conduct Authority (FCA), United Kingdom 
6/17/2016 Nomura Levy Mergers & Acquisitions The Financial Conduct Authority (FCA), United Kingdom 
6/16/2016 Finansov Consult LLC (Teletrade Sofia LLC) The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 24 Trade Sojsc (Exus Markets Sojsc) The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Dealerweb LLC The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Investors Sojsc (Aston Markets Sojsc) The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Teletrade Bulgaria Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Hotforex The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Citycapital LLC The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Bulgarian Trading Group The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 KFM Capital Investments Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Insta Sofia LLC The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Islandbay Services LLC (Broker Capital) The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Brokers Star LLC The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Belfor Capital LLC The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Fx Glory LLC The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 B.M. Investments Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Tradeplus Solutions LLC The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Tvoy Million The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 PlusOption The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Interactive Company Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Alpha Broking Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Tiger Asset Management Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 New Capital Trust Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Atlantic Capital Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Erida Asset Management Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Royal Capital Management Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Prometeos Asset Management Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Rigyfield Capital Management Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Nemesis Capital BG Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 Prosper Gesit Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/16/2016 GDMFX Europe Sojsc The Financial Supervision Commission (Bulgaria), Bulgaria 
6/15/2016 Athos International Management BVBA (Eagle Crest Insurance, Eagle Crest Underwriter) The Financial Services and Markets Authority (FSMA), Belgium 
6/13/2016 Fuji Credit Asset Management (Fuji Credit J-LLC) The Netherlands Authority for the Financial Markets (AFM), Netherlands 
6/13/2016 Fast Loans Now The Financial Conduct Authority (FCA), United Kingdom 
6/13/2016 Locker Capital Management (Locker Global Management) Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
6/13/2016 Soren Moller Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
6/10/2016 Stanford Law The Financial Conduct Authority (FCA), United Kingdom 
6/10/2016 Cohen & Partners The Financial Conduct Authority (FCA), United Kingdom 
6/7/2016 Capita Consult The Financial Conduct Authority (FCA), United Kingdom 
6/3/2016 Bauer Schmidt & Guenter The Financial Conduct Authority (FCA), United Kingdom 
6/2/2016 MFG Investments The Financial Conduct Authority (FCA), United Kingdom 
5/31/2016 Osaka Financial Finanstilsynet (DK), Denmark 
5/27/2016 Sep Global Limited L'Autorité des marchés financiers (AMF), France 
5/27/2016 ValtechFX Global solutions Ltd L'Autorité des marchés financiers (AMF), France 
5/27/2016 City Bank CFD L'Autorité des marchés financiers (AMF), France 
5/27/2016 Schulz & Partner The Financial Conduct Authority (FCA), United Kingdom 
5/26/2016 Archipel Fund Central Bank of Ireland, Ireland 
5/25/2016 Watters & Partners Ltd The Financial Conduct Authority (FCA), United Kingdom 
5/23/2016 Grosvenor Capital (GCR Capital) The Financial Conduct Authority (FCA), United Kingdom 
5/23/2016 Unsecured Loan For All (Unsecured Loan 4 All) The Financial Conduct Authority (FCA), United Kingdom 
5/23/2016 Unsecured Loan Call Me The Financial Conduct Authority (FCA), United Kingdom 
5/23/2016 Sameday Loans The Financial Conduct Authority (FCA), United Kingdom 
5/23/2016 Quick Financer The Financial Conduct Authority (FCA), United Kingdom 
5/23/2016 Capstone Financial Development Central Bank of Ireland, Ireland 
5/17/2016 Tiger Asset Management Comisión Nacional del Mercado de Valores, Spain 
5/13/2016 Sure Money UK The Financial Conduct Authority (FCA), United Kingdom 
5/13/2016 Island Finance The Financial Services and Markets Authority (FSMA), Belgium 
5/13/2016 Solar Courtage The Financial Services and Markets Authority (FSMA), Belgium 
5/9/2016 Financial Services Net Ltd The Financial Conduct Authority (FCA), United Kingdom 
5/5/2016 Falcon Asset Management The Financial Conduct Authority (FCA), United Kingdom 
5/4/2016 Shaw, Edwards, Emmerson & Knight LTD LLP (SEEK Ltd. LLC/LLP) Finansinspektionen, Sweden 
5/4/2016 IPC Capital Finansinspektionen, Sweden 
5/4/2016 Nankai Group Finansinspektionen, Sweden 
5/4/2016 Yamamoto International Finansinspektionen, Sweden 
5/4/2016 Scorpion Loans The Financial Conduct Authority (FCA), United Kingdom 
5/4/2016 Nippon Holdings (Nippon Capital Asset Management) The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Mitsui Credit Global (Mitsui Credits) The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Resona Corporate Partners The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Franklin Transfer Services The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Able Century Limited The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Glory Jet Limited The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Ming Fu (HK) Industrial Limited The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 EKL International CO. The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Hadid Ravan Co., Limited The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Bauway Technology Limited The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Bow Financial The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Alfa One Corporation The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 The Southwood Group The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Micron Associates The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Asia Pacific Brokerage Services Limited The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Earnest & Medwell International The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Apex Equities The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 South-East Asia Traders The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 South-East Asia Registrar The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Gemini Acquisitions The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Escrow Service Group The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Gerard & Alterman The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 Hoover Bright Independent Finance Advisory The Financial Services and Markets Authority (FSMA), Belgium 
5/4/2016 CC Manuel Trading The Financial Services and Markets Authority (FSMA), Belgium 
5/2/2016 Cvc Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
4/29/2016 GSH Solutions The Financial Conduct Authority (FCA), United Kingdom 
4/29/2016 China Beijing Mergers & Acquisitions Corporation The Financial Conduct Authority (FCA), United Kingdom 
4/28/2016 Balmoral International Group Sa Commissione Nazionale per le Societe e la Borsa, Italy 
4/28/2016 Venice Forex Investment Doo Commissione Nazionale per le Societe e la Borsa, Italy 
4/22/2016 Carlsson and Capehart Group Ltd Central Bank of Ireland, Ireland 
4/21/2016 Yamazaki Acquisition Group Central Bank of Ireland, Ireland 
4/20/2016 Raymund Servais The Financial Conduct Authority (FCA), United Kingdom 
4/20/2016 Fort Global Fund Managers The Financial Conduct Authority (FCA), United Kingdom 
4/18/2016 Velasco & Asociados Comisión Nacional del Mercado de Valores, Spain 
4/15/2016 Rushmoor Associates The Financial Conduct Authority (FCA), United Kingdom 
4/15/2016 I Cash Advance The Financial Conduct Authority (FCA), United Kingdom 
4/14/2016 CJR Investments The Financial Conduct Authority (FCA), United Kingdom 
4/14/2016 Bradley Rogers LLC (Bradley & Rogers) The Financial Conduct Authority (FCA), United Kingdom 
4/13/2016 Amicus Investment Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
4/13/2016 VGM Business Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
4/13/2016 Helix Capital Investments Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
4/12/2016 MTL Index L'Autorité des marchés financiers (AMF), France 
4/11/2016 United Investment Federation, S.L. Comisión Nacional del Mercado de Valores, Spain 
4/11/2016 Russell and Partners Trust Financial Management (Russell Investment, Russell & Partners, Russell Invest) The Netherlands Authority for the Financial Markets (AFM), Netherlands 
4/11/2016 Exo Capital Markets Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
4/11/2016 Global Fin Service Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
4/11/2016 Titan Trade Capital Limited Commissione Nazionale per le Societe e la Borsa, Italy 
4/11/2016 Dom Technology Services Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
4/11/2016 Titan Trade Solutions Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
4/8/2016 GFS Management Limited The Financial Conduct Authority (FCA), United Kingdom 
4/8/2016 GS Loans The Financial Conduct Authority (FCA), United Kingdom 
4/8/2016 Loans Today The Financial Conduct Authority (FCA), United Kingdom 
4/8/2016 Best Loans Limited The Financial Conduct Authority (FCA), United Kingdom 
4/6/2016 W Parker Consultants LLC The Financial Conduct Authority (FCA), United Kingdom 
3/23/2016 Cole & Rushton LLC The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Ernst & Taylor LLP The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Friedman Global The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Shanghai Derivatives Exchange The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Caïs Capital LLC The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 RBCT Trading The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 PWL Trading The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 BNK Trading The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 East Tech Trad The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Nyt Trading The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 TAML Trading The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Surekeep Marketing The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 CRE Group INC The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Finsolved Management & Consultancy The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Raiser Limited The Financial Services and Markets Authority (FSMA), Belgium 
3/23/2016 Launton Wealth The Financial Conduct Authority (FCA), United Kingdom 
3/23/2016 Asia Pacific Limited The Financial Conduct Authority (FCA), United Kingdom 
3/22/2016 Crown Corporate Consultants The Financial Conduct Authority (FCA), United Kingdom 
3/18/2016 Edward Collins Associates The Financial Conduct Authority (FCA), United Kingdom 
3/18/2016 Winton Fund Managers The Financial Conduct Authority (FCA), United Kingdom 
3/18/2016 Resolution Fund International The Financial Conduct Authority (FCA), United Kingdom 
3/18/2016 Ferrier Group The Financial Conduct Authority (FCA), United Kingdom 
3/17/2016 Thompson Advisors The Financial Conduct Authority (FCA), United Kingdom 
3/17/2016 Aspect Fund Managers The Financial Conduct Authority (FCA), United Kingdom 
3/15/2016 Evercore The Financial Conduct Authority (FCA), United Kingdom 
2/25/2016 Oil & Gas Invest AG Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
2/24/2016 Resolution Investments Plc The Financial Conduct Authority (FCA), United Kingdom 
2/22/2016 FX-CI Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
2/22/2016 Reef Capital Advisors Finansinspektionen, Sweden 
2/22/2016 Whitehall Capital Group Finansinspektionen, Sweden 
2/22/2016 QMI Financial Finansinspektionen, Sweden 
2/15/2016 First Business Orientation, S.L. Comisión Nacional del Mercado de Valores, Spain 
2/8/2016 Millennium Capital Partners The Financial Conduct Authority (FCA), United Kingdom 
2/8/2016 Malcolm Consultancy Ltd The Financial Conduct Authority (FCA), United Kingdom 
2/8/2016 Green Investment House Corp. Comisión Nacional del Mercado de Valores, Spain 
2/8/2016 LandMark Trade Ltd (IMPERIAL OPTIONS) Comisión Nacional del Mercado de Valores, Spain 
2/3/2016 Tiger Asset Management LLC The Financial Supervision Commission (Bulgaria), Bulgaria 
2/3/2016 Tiger Asset Management GMBH The Financial Supervision Commission (Bulgaria), Bulgaria 
2/1/2016 O.S.B. Consultores Asociados En La Misma Direccion, S.L. Comisión Nacional del Mercado de Valores, Spain 
1/25/2016 Samson Capital The Financial Conduct Authority (FCA), United Kingdom 
1/22/2016 Mannex Global The Financial Conduct Authority (FCA), United Kingdom 
1/20/2016 ProfitSamler Finanstilsynet (DK), Denmark 
1/18/2016 KMJ Limited The Netherlands Authority for the Financial Markets (AFM), Netherlands 
1/18/2016 Sherman Consultancy Group The Financial Conduct Authority (FCA), United Kingdom 
1/18/2016 Right Capital Services The Financial Conduct Authority (FCA), United Kingdom 
1/18/2016 Kirkwood Global The Netherlands Authority for the Financial Markets (AFM), Netherlands 
1/18/2016 Citrades Comisión Nacional del Mercado de Valores, Spain 
1/18/2016 Trader FX Capital Comisión Nacional del Mercado de Valores, Spain 
1/15/2016 JJ Bauer Asset Management (JJ Bauer Equity Research) Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
1/13/2016 Winton The Financial Conduct Authority (FCA), United Kingdom 
1/12/2016 Zar Forex Capital Markets Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
1/12/2016 RGV Media Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
1/12/2016 RGV Holdings Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
1/8/2016 Prusik The Financial Conduct Authority (FCA), United Kingdom 
1/7/2016 Kramer & Associates Management Group LLC The Financial Conduct Authority (FCA), United Kingdom 
1/5/2016 Kansai & Partners The Financial Conduct Authority (FCA), United Kingdom 
12/29/2015 Global Marketing Solutions d.o.o. Securites Market Agency, Slovenia 
12/29/2015 GCM Marketing Ltd. Securites Market Agency, Slovenia 
12/29/2015 Lyxor Ltd. Securites Market Agency, Slovenia 
12/28/2015 Marketier Holdings Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
12/28/2015 Profitier Limited Commissione Nazionale per le Societe e la Borsa, Italy 
12/28/2015 Dgx System Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
12/28/2015 Crlink Limited Commissione Nazionale per le Societe e la Borsa, Italy 
12/28/2015 Ifx4u Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
12/28/2015 Oklycapital Limited Commissione Nazionale per le Societe e la Borsa, Italy 
12/23/2015 Bridgewater Asset Management The Financial Conduct Authority (FCA), United Kingdom 
12/21/2015 Peterson Group The Financial Conduct Authority (FCA), United Kingdom 
12/18/2015 Fabbeck Bank plc Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
12/16/2015 Melbinger Leopold & Partners The Financial Conduct Authority (FCA), United Kingdom 
12/16/2015 Bayside Financial Services The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Pro-Nice Limited The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 AEG Financial The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Belmont Financial Group The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Capital Precision Belgium The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Clewis Financial The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Aoguan Hongkong CO., Limited The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Condor Capital Management The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Advanced Global Securities Corporation (AGS Corporation) The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 CCMGT Management Consultancy The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 CME Global Corporation The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Cunningham Mutual The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Manniworth Co Ltd The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Elandra Ltd The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Deniver Ltd The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Prestige Equity The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Shinshiro International The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Brilliant Sheen Limited The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Tenjin & Associates The Financial Services and Markets Authority (FSMA), Belgium 
12/16/2015 Voth Nixon Group The Financial Services and Markets Authority (FSMA), Belgium 
12/15/2015 Capital Trade House Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
12/15/2015 DS Trading The Financial Conduct Authority (FCA), United Kingdom 
12/10/2015 Airsoft The Cyprus Securities and Exchange Commission, Cyprus 
12/9/2015 Summit Capital Management Commissione Nazionale per le Societe e la Borsa, Italy 
12/8/2015 Standard Chartered Mutual Services The Financial Conduct Authority (FCA), United Kingdom 
12/2/2015 BLS Capital Fondsmæglerselskab A/S (BLS Capital) Finanstilsynet (DK), Denmark 
11/30/2015 De Urrutia Group Holding Comisión Nacional del Mercado de Valores, Spain 
11/27/2015 HB Trading The Financial Conduct Authority (FCA), United Kingdom 
11/25/2015 LHCbrokers Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
11/25/2015 AMF Capital Limited Commissione Nazionale per le Societe e la Borsa, Italy 
11/25/2015 Ampha Management Ltd Commissione Nazionale per le Societe e la Borsa, Italy 
11/25/2015 St. World Trade Inc Commissione Nazionale per le Societe e la Borsa, Italy 
11/25/2015 Private Partners & Associates Finanstilsynet (DK), Denmark 
11/25/2015 Hartvig Invest Finanstilsynet (DK), Denmark 
11/24/2015 INRIS UCITS Fund PLC The Financial Conduct Authority (FCA), United Kingdom 
11/24/2015 Brooks & Fisher Associates The Financial Conduct Authority (FCA), United Kingdom 
11/23/2015 Carter Flanagan Limited (Carter Flanagan Private Asset Management) The Financial Conduct Authority (FCA), United Kingdom 
11/23/2015 Motoyagi and Associates Central Bank of Ireland, Ireland 
11/20/2015 RK Trading The Financial Conduct Authority (FCA), United Kingdom 
11/20/2015 Labanna Capital Management Finanstilsynet (DK), Denmark 
11/19/2015 Guardian Asset Management The Financial Conduct Authority (FCA), United Kingdom 
11/18/2015 China Emerald Consulting Central Bank of Ireland, Ireland 
11/16/2015 Aztec Group Finansinspektionen, Sweden 
11/13/2015 Whitaker Corporate Partners The Financial Conduct Authority (FCA), United Kingdom 
11/13/2015 Capstone Securities Central Bank of Ireland, Ireland 
11/5/2015 Norikura Global Finansinspektionen, Sweden 
11/5/2015 Thungen Financial Finansinspektionen, Sweden 
11/5/2015 Tenjin & Associate The Financial Conduct Authority (FCA), United Kingdom 
11/3/2015 Aldrich Limited Mergers & Acquisitions The Financial Conduct Authority (FCA), United Kingdom 
10/30/2015 Brixton Business Consultants The Financial Conduct Authority (FCA), United Kingdom 
10/27/2015 Langford Consulting The Financial Conduct Authority (FCA), United Kingdom 
10/27/2015 Higashi and Partners The Financial Conduct Authority (FCA), United Kingdom 
10/22/2015 Strategic Asset Management Limited Central Bank of Ireland, Ireland 
10/15/2015 Oak Tree Finance The Financial Conduct Authority (FCA), United Kingdom 
10/15/2015 TRM Group The Financial Conduct Authority (FCA), United Kingdom 
10/13/2015 Chester Harris & Co Inc The Financial Conduct Authority (FCA), United Kingdom 
10/13/2015 Asia Pacific Ltd The Financial Services and Markets Authority (FSMA), Belgium 
10/13/2015 AXN Trading Ltd The Financial Services and Markets Authority (FSMA), Belgium 
10/13/2015 Eventus Alternatives Commercial Broker LLC The Financial Services and Markets Authority (FSMA), Belgium 
10/13/2015 Greenberg International Law & Tax Advisory The Financial Services and Markets Authority (FSMA), Belgium 
10/12/2015 Brandt-Swift Associates The Financial Services and Markets Authority (FSMA), Belgium 
10/12/2015 Kingsburg Inc Ltd The Financial Services and Markets Authority (FSMA), Belgium 
10/12/2015 McMillan Consulting Group The Financial Conduct Authority (FCA), United Kingdom 
10/12/2015 FXi (Cyprus) Ltd The Cyprus Securities and Exchange Commission, Cyprus 
10/12/2015 Adams & Taylor Group Ltd The Financial Conduct Authority (FCA), United Kingdom 
10/9/2015 Belmont Capital New York (Belmont Capital Holdings) The Financial Conduct Authority (FCA), United Kingdom 
10/8/2015 Perkins Consultancy The Financial Conduct Authority (FCA), United Kingdom 
10/5/2015 Option500 The Cyprus Securities and Exchange Commission, Cyprus 
10/5/2015 Hedges Capital Group The Financial Conduct Authority (FCA), United Kingdom 
10/5/2015 Campbell & Partners Ltd The Financial Conduct Authority (FCA), United Kingdom 
10/2/2015 Kenmar Securities (Kenmar Securities LP) The Financial Conduct Authority (FCA), United Kingdom 
10/1/2015 Axis Capital Group The Financial Conduct Authority (FCA), United Kingdom 
9/30/2015 AT Brokers The Financial Conduct Authority (FCA), United Kingdom 
9/29/2015 Temple Crown International The Financial Conduct Authority (FCA), United Kingdom 
9/28/2015 Local Invest Partner, B.V. Comisión Nacional del Mercado de Valores, Spain 
9/28/2015 Fundsaver Services Ltd The Cyprus Securities and Exchange Commission, Cyprus 
9/28/2015 The Law Office of John S Martin Finansinspektionen, Sweden 
9/28/2015 United Tax Consulting Limited Finansinspektionen, Sweden 
9/25/2015 Mayfair Funds (Myfair 23) The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Highfrequency The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Trading Company The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Sep Society The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Centrale Bank Europe (Banque Centrale d’Europe) The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Quantum Group Invest The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 September Investments Limited The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Option Bank The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Fi-Corporation The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Global Secure Ltd The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 GMT Private Broker The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Cit Markets (Citmarkets) The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Plea (UK) LIMITED The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 GMTInvest The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Redlane Ltd The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Binary Stock Market Bank (BSMB) The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Kalahouse Limited The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 BNRMARKETS The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Groupe Markets Ltd The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Capital Markets Ltd The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Fx Capital Bank (FXCB) The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 FXCB Capital Markets Limited The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 FXCB Limited The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Fortune Banque The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Tareno The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Expert Data The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Option Pros The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Versailles Finances The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Globstate Assets Holdings Limited The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 MT Capital Partners (www.justrader.com) The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Justrader The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 DeutscheMarkets The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Dealinpro The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Shaily Global Option Ltd The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Finance Academy Trading The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Forex Club (Forex Club International Limited) The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Option-Direct The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 NTD INVEST CORP LTD The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 LiveTrader The Financial Services and Markets Authority (FSMA), Belgium 
9/25/2015 Abena Invest Ltd The Financial Services and Markets Authority (FSMA), Belgium 
9/23/2015 Dumont Private Equity Finansinspektionen, Sweden 
9/23/2015 Insight Trading Group Finansinspektionen, Sweden 
9/23/2015 Baxter Capital Ventures Management Finansinspektionen, Sweden 
9/17/2015 Pilpel Capital LTD The Cyprus Securities and Exchange Commission, Cyprus 
9/14/2015 Foster Dunn & Associates The Financial Conduct Authority (FCA), United Kingdom 
9/14/2015 Cooper & Brown The Financial Conduct Authority (FCA), United Kingdom 
9/14/2015 Baker Finch Partnership The Financial Conduct Authority (FCA), United Kingdom 
9/10/2015 Peston & Sons Securities The Financial Services and Markets Authority (FSMA), Belgium 
9/10/2015 Jones Shaw Capital Partners The Financial Services and Markets Authority (FSMA), Belgium 
9/10/2015 Neuberger and Co. Wealth Management The Financial Services and Markets Authority (FSMA), Belgium 
9/10/2015 Arian Financial The Financial Services and Markets Authority (FSMA), Belgium 
9/10/2015 Dashan International The Financial Services and Markets Authority (FSMA), Belgium 
9/10/2015 Norikura-Global The Financial Services and Markets Authority (FSMA), Belgium 
9/10/2015 Seattle Mercantile Exchange The Financial Services and Markets Authority (FSMA), Belgium 
9/10/2015 Dalerich Ltd The Financial Services and Markets Authority (FSMA), Belgium 
9/10/2015 Neuberger & Co. Wealth Management The Financial Services and Markets Authority (FSMA), Belgium 
9/8/2015 Lau Global Services Corp The Cyprus Securities and Exchange Commission, Cyprus 
9/7/2015 Global Markets Ltd Comisión Nacional del Mercado de Valores, Spain 
9/1/2015 NA Trading The Financial Conduct Authority (FCA), United Kingdom 
9/1/2015 JC Sterling & Roth The Financial Conduct Authority (FCA), United Kingdom 
8/31/2015 Broker Capital Comisión Nacional del Mercado de Valores, Spain 
8/31/2015 Broker Group (Broker Capital) Comisión Nacional del Mercado de Valores, Spain 
8/25/2015 Tilney Asset Management The Financial Conduct Authority (FCA), United Kingdom 
8/24/2015 Henderson Global Trading The Financial Conduct Authority (FCA), United Kingdom 
8/24/2015 Credence Financial Earnings Ltd The Financial Conduct Authority (FCA), United Kingdom 
8/21/2015 Castlerigg UCITS Fund PLC The Financial Conduct Authority (FCA), United Kingdom 
8/12/2015 MG Wealth Advisors Finanstilsynet (NO), Norway 
8/11/2015 Discretionary Unit Fund Managers The Financial Conduct Authority (FCA), United Kingdom 
8/10/2015 Prime FMS Comisión Nacional del Mercado de Valores, Spain 
7/29/2015 Nakamura Corporation The Financial Conduct Authority (FCA), United Kingdom 
7/24/2015 Citigroup Investment (Citigroup Implementation Services Limited) The Financial Conduct Authority (FCA), United Kingdom 
7/23/2015 Alpha Capital Ltd The Financial Conduct Authority (FCA), United Kingdom 
7/23/2015 DW Trading The Financial Conduct Authority (FCA), United Kingdom 
7/20/2015 Maxow Capital, Ltd Comisión Nacional del Mercado de Valores, Spain 
7/20/2015 Norapal, S.L. Comisión Nacional del Mercado de Valores, Spain 
7/20/2015 Maxow Capital Ltd Comisión Nacional del Mercado de Valores, Spain 
7/20/2015 Norapal S.L. Comisión Nacional del Mercado de Valores, Spain 
7/16/2015 Ashoka Capital Markets Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
7/14/2015 Norvell Associates Finanstilsynet (DK), Denmark 
7/6/2015 ALTR Alternative Fund Managers The Financial Conduct Authority (FCA), United Kingdom 
7/3/2015 International Asset Management Ltd (IAM Group) The Financial Conduct Authority (FCA), United Kingdom 
7/2/2015 Tradersking Ltd The Cyprus Securities and Exchange Commission, Cyprus 
6/29/2015 Robinson Securities LLC The Financial Conduct Authority (FCA), United Kingdom 
6/29/2015 China Merchants International Corporation The Financial Conduct Authority (FCA), United Kingdom 
6/25/2015 West Financial (West Financial Advisory House) The Financial Conduct Authority (FCA), United Kingdom 
6/24/2015 Professional Investment Consultants Plc The Financial Conduct Authority (FCA), United Kingdom 
6/23/2015 Wire Prepay Malta Financial Services Authority, Malta 
6/23/2015 Luma Group Finanstilsynet (NO), Norway 
6/22/2015 JD Business Capital Comisión Nacional del Mercado de Valores, Spain 
6/22/2015 New York Securities Bank (NYSB) (NYSB Funds Management, S.L.) Comisión Nacional del Mercado de Valores, Spain 
6/18/2015 Akasaka Acquisition Group The Financial Conduct Authority (FCA), United Kingdom 
6/15/2015 Garnier Global Finance The Financial Conduct Authority (FCA), United Kingdom 
6/15/2015 Bull Position Information Spain, S.L. Comisión Nacional del Mercado de Valores, Spain 
6/15/2015 Newsfinance Servicios de Información, S.L. Comisión Nacional del Mercado de Valores, Spain 
6/15/2015 Ear Servicios de Información, S.L. Comisión Nacional del Mercado de Valores, Spain 
6/10/2015 WB-Invest GmbH The Netherlands Authority for the Financial Markets (AFM), Netherlands 
6/8/2015 Richmond Stock Bi Spain, S.L. Comisión Nacional del Mercado de Valores, Spain 
6/8/2015 Vital Market Soluciones Financieras S.L. Comisión Nacional del Mercado de Valores, Spain 
6/8/2015 Vital Markets Solutions Limited (Vital Markets) Comisión Nacional del Mercado de Valores, Spain 
6/3/2015 Financial Consult Eood The Financial Supervision Commission (Bulgaria), Bulgaria 
5/28/2015 Axis Investment Group The Financial Services and Markets Authority (FSMA), Belgium 
5/28/2015 Geyser Bank The Financial Services and Markets Authority (FSMA), Belgium 
5/28/2015 Experia Management Group The Financial Services and Markets Authority (FSMA), Belgium 
5/22/2015 Wattford Capital Partners The Financial Conduct Authority (FCA), United Kingdom 
5/18/2015 Usfia Inc Comisión Nacional del Mercado de Valores, Spain 
5/7/2015 Bank Invest Capital Ltd Malta Financial Services Authority, Malta 
5/7/2015 GFS Securities Ltd Malta Financial Services Authority, Malta 
4/23/2015 Shields Corporate Partners The Financial Conduct Authority (FCA), United Kingdom 
4/20/2015 Atticus Holdings International The Financial Conduct Authority (FCA), United Kingdom 
4/17/2015 Keeley Consulting Finanstilsynet (NO), Norway 
4/17/2015 Komaki Group Finanstilsynet (NO), Norway 
4/15/2015 Sparrow Capital Partners The Financial Conduct Authority (FCA), United Kingdom 
4/13/2015 Aston Markets (Aston Forex) Comisión Nacional del Mercado de Valores, Spain 
4/13/2015 Ethika Global Consulting, S.L.U. Comisión Nacional del Mercado de Valores, Spain 
4/13/2015 Runshine Invesment Services Europe S.L. Comisión Nacional del Mercado de Valores, Spain 
4/13/2015 Stock Manager Worldwide IB, S.L. Comisión Nacional del Mercado de Valores, Spain 
4/13/2015 Tax Strategies Comisión Nacional del Mercado de Valores, Spain 
4/9/2015 Grey Corporate Partners The Financial Conduct Authority (FCA), United Kingdom 
4/9/2015 Investec Asset Management Limited The Financial Conduct Authority (FCA), United Kingdom 
4/7/2015 Alpha Broking Ltd The Financial Supervision Commission (Bulgaria), Bulgaria 
4/2/2015 Oakwood Financial Services Limited Inc The Financial Conduct Authority (FCA), United Kingdom 
3/30/2015 Redwood Finances S.L. Comisión Nacional del Mercado de Valores, Spain 
3/30/2015 Sisma Capital Group Comisión Nacional del Mercado de Valores, Spain 
3/30/2015 Trade Market Options S.L. Comisión Nacional del Mercado de Valores, Spain 
3/27/2015 Urs Vogt The Financial Conduct Authority (FCA), United Kingdom 
3/23/2015 Copper and Partners The Financial Conduct Authority (FCA), United Kingdom 
3/23/2015 CarbEx The Financial Conduct Authority (FCA), United Kingdom 
3/20/2015 Whitfield International Consulting Group The Financial Conduct Authority (FCA), United Kingdom 
3/20/2015 Equerry Investment Management The Financial Conduct Authority (FCA), United Kingdom 
3/19/2015 Wakefield Securities Limited Central Bank of Ireland, Ireland 
3/18/2015 Eagle & West Ltd The Financial Conduct Authority (FCA), United Kingdom 
3/16/2015 Verbatim Asset Management PLC The Financial Conduct Authority (FCA), United Kingdom 
3/13/2015 Kucher Partners LLC The Financial Conduct Authority (FCA), United Kingdom 
3/13/2015 Southeast Asia Traders Finanstilsynet (DK), Denmark 
3/12/2015 TD Options Limited The Cyprus Securities and Exchange Commission, Cyprus 
3/12/2015 Evanson Asset Management Finanstilsynet (NO), Norway 
3/12/2015 Fife Hamilton Associates The Financial Services and Markets Authority (FSMA), Belgium 
3/11/2015 Peritus Capital Inc The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/11/2015 Chartis Mutual Group The Financial Conduct Authority (FCA), United Kingdom 
3/6/2015 Green Oak Financial The Financial Conduct Authority (FCA), United Kingdom 
3/6/2015 General Business Capital AG Austrian Financial Market Authority (FMA), Austria 
3/3/2015 CMI Asset Management The Financial Conduct Authority (FCA), United Kingdom 
2/27/2015 Hawk Trade The Financial Services and Markets Authority (FSMA), Belgium 
2/27/2015 Saito Mergers & Acquisitions The Financial Services and Markets Authority (FSMA), Belgium 
2/27/2015 White-Miller Associates The Financial Services and Markets Authority (FSMA), Belgium 
2/27/2015 Global Strategy Capital Markets Ltd The Financial Services and Markets Authority (FSMA), Belgium 
2/25/2015 Janibank Investment Ltd The Cyprus Securities and Exchange Commission, Cyprus 
2/25/2015 Verrazzano Capital (Verrazzano UK) The Financial Conduct Authority (FCA), United Kingdom 
2/24/2015 South Pacific Capital Single Member P.C. Hellenic Capital Market Commission (HCMC), Greece 
2/23/2015 Iberia Equity Research S.L. Comisión Nacional del Mercado de Valores, Spain 
2/23/2015 KD Markets.com Ltd Comisión Nacional del Mercado de Valores, Spain 
2/23/2015 Bank&Binary The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 Broker International Bank The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 Financial Broker The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 Sia Europe Trade Services The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 FXGL Capital The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 HCI Fund The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 Royal Broker The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 G.O. Limited The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 BfmMarkets (www.bfmmarkets.com) The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 BoursoMarket The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 Bankandcapital The Financial Services and Markets Authority (FSMA), Belgium 
2/23/2015 OBinary Corporation The Financial Services and Markets Authority (FSMA), Belgium 
2/20/2015 Schwarz & Stien Partners Finanstilsynet (NO), Norway 
2/20/2015 Josef Lang Capital Management The Financial Conduct Authority (FCA), United Kingdom 
2/19/2015 BC Financial Advisors The Financial Conduct Authority (FCA), United Kingdom 
2/19/2015 Talanto Capital Markets The Cyprus Securities and Exchange Commission, Cyprus 
2/17/2015 Interactive Brokerage Ltd (Global Markets Ltd) The Financial Supervision Commission (Bulgaria), Bulgaria 
2/13/2015 Emirates Pacific Group L'Autorité des marchés financiers (AMF), France 
2/13/2015 Silver Phoenix Investments L'Autorité des marchés financiers (AMF), France 
2/11/2015 Douglas Cooper Associates The Financial Conduct Authority (FCA), United Kingdom 
2/10/2015 Braemar Capital Finanstilsynet (DK), Denmark 
2/6/2015 LF-Trust Europe Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
2/5/2015 Get Easy L'Autorité des marchés financiers (AMF), France 
1/27/2015 Avante Corp LLC The Financial Conduct Authority (FCA), United Kingdom 
1/27/2015 Thomas Capital Partners The Financial Conduct Authority (FCA), United Kingdom 
1/27/2015 Global Markets OOD Hellenic Capital Market Commission (HCMC), Greece 
1/26/2015 Simple Trading Corporation Limited (Simple Trade) Comisión Nacional del Mercado de Valores, Spain 
1/26/2015 Harper & Reed Consultants The Financial Conduct Authority (FCA), United Kingdom 
1/22/2015 Wagner Capital Management Group Central Bank of Ireland, Ireland 
1/21/2015 iGetMania Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
1/20/2015 Harrison Stones Limited The Financial Conduct Authority (FCA), United Kingdom 
1/15/2015 Wakamy Libman and Associates The Financial Conduct Authority (FCA), United Kingdom 
1/15/2015 Select Capital Ventures SA The Financial Conduct Authority (FCA), United Kingdom 
1/14/2015 Shimbashi & Partners The Financial Conduct Authority (FCA), United Kingdom 
1/14/2015 Charlton Fitzgerald The Financial Conduct Authority (FCA), United Kingdom 
1/12/2015 BlackRock Wealth Partners (BlackRock Wealth, BlackRock Wealth Group, BlackRock-Wealth SA) The Financial Conduct Authority (FCA), United Kingdom 
1/12/2015 Vantage Capital Research Finanstilsynet (DK), Denmark 
1/9/2015 Benson BPO LLC The Financial Conduct Authority (FCA), United Kingdom 
1/9/2015 Laxmi Groups International (Laxmi Groups Luxembourg) Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
1/8/2015 Wheeler Consultancy Ltd The Financial Conduct Authority (FCA), United Kingdom 
1/6/2015 DB Yates & Associates The Financial Conduct Authority (FCA), United Kingdom 
1/6/2015 Harver Group Finanstilsynet (NO), Norway 
1/5/2015 GMT Markets Comisión Nacional del Mercado de Valores, Spain 
1/2/2015 Hong Kong Investment Corporation The Financial Conduct Authority (FCA), United Kingdom 
12/31/2014 Simon Gray & Associates The Financial Conduct Authority (FCA), United Kingdom 
12/31/2014 Wade and Wiley Consultancy The Financial Conduct Authority (FCA), United Kingdom 
12/29/2014 Claims and Compensation Management Limited The Financial Conduct Authority (FCA), United Kingdom 
12/29/2014 Stocks Markets Consulting, S.L. (Coninver Asesores, S.L.) Comisión Nacional del Mercado de Valores, Spain 
12/29/2014 Inverbit Binary Options, S.L. Comisión Nacional del Mercado de Valores, Spain 
12/23/2014 Anglo China Securities The Financial Conduct Authority (FCA), United Kingdom 
12/23/2014 Cavendish Investor Wealth Management The Financial Conduct Authority (FCA), United Kingdom 
12/19/2014 Futurmarket The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 BanqofBroker The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Royal de Bank The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Colbert Capital The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Privilege Trading The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Binaritrading The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 COB Trading The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Optionavigator The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 OptionsXO The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Cardell Co Limited The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 YO&Co Capital Limited The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 CO&H Limited The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 CEA Finance The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 FXObank The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Binary Forex Market VIP The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 BarclaysBroker The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 AGFMarkets The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 ICMarkets (Invest Capital Markets) The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Metacapital option The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 FXNTrade and Scottoption The Financial Services and Markets Authority (FSMA), Belgium 
12/19/2014 Parkbrook Incorporated The Financial Conduct Authority (FCA), United Kingdom 
12/19/2014 Canary Wharf Group The Financial Conduct Authority (FCA), United Kingdom 
12/19/2014 Keystone Corporate Group The Financial Conduct Authority (FCA), United Kingdom 
12/16/2014 Artemis Fund Managers The Financial Conduct Authority (FCA), United Kingdom 
12/16/2014 Balmoral International Group Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
12/15/2014 Vantage Holdings Group Limited Central Bank of Ireland, Ireland 
12/12/2014 Apollo Multi Asset Management LLP The Financial Conduct Authority (FCA), United Kingdom 
12/11/2014 Jeffrey Brothers Capital Finanstilsynet (NO), Norway 
12/11/2014 ACA Group Limited Central Bank of Ireland, Ireland 
12/11/2014 Green Seed Capital The Financial Services and Markets Authority (FSMA), Belgium 
12/11/2014 CDH Investments The Financial Services and Markets Authority (FSMA), Belgium 
12/11/2014 United Global Trading The Financial Services and Markets Authority (FSMA), Belgium 
12/11/2014 Gemasia Investments Corporation The Financial Services and Markets Authority (FSMA), Belgium 
12/11/2014 Burton Financial Planners The Financial Services and Markets Authority (FSMA), Belgium 
12/11/2014 Euro Asia Invest The Financial Services and Markets Authority (FSMA), Belgium 
12/11/2014 Moss Securities The Financial Services and Markets Authority (FSMA), Belgium 
12/11/2014 Excel Management The Financial Services and Markets Authority (FSMA), Belgium 
12/8/2014 Ftradition LTD The Netherlands Authority for the Financial Markets (AFM), Netherlands 
12/4/2014 West Capital Partners Inc The Financial Conduct Authority (FCA), United Kingdom 
12/4/2014 Windlow Group The Financial Conduct Authority (FCA), United Kingdom 
12/3/2014 Hoya Partners The Financial Conduct Authority (FCA), United Kingdom 
12/2/2014 AMG-Clients S.A Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
11/28/2014 Capital Mergers & Acquisitions Central Bank of Ireland, Ireland 
11/27/2014 Ingledew Trading (Ingledew Securities) The Financial Conduct Authority (FCA), United Kingdom 
11/26/2014 Q Asia Pacific Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
11/26/2014 Trading London Investment The Netherlands Authority for the Financial Markets (AFM), Netherlands 
11/26/2014 CC Wealth Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
11/25/2014 Castlewood Corporate Partners The Financial Conduct Authority (FCA), United Kingdom 
11/25/2014 Aegis Acquisition Corporation The Financial Conduct Authority (FCA), United Kingdom 
11/24/2014 Millard Equity S.A. Comisión Nacional del Mercado de Valores, Spain 
11/24/2014 Phoenix Financial Services Central Bank of Ireland, Ireland 
11/24/2014 Miyako Mergers & Acquisitions Central Bank of Ireland, Ireland 
11/21/2014 Equinox Financial House Central Bank of Ireland, Ireland 
11/20/2014 Assets Credit Union The Financial Services and Markets Authority (FSMA), Belgium 
11/19/2014 Teletrade Bulgaria Eood The Financial Supervision Commission (Bulgaria), Bulgaria 
11/17/2014 Zenith Capital Ventures Central Bank of Ireland, Ireland 
11/14/2014 Crown Group Funds UCITS Plc The Financial Conduct Authority (FCA), United Kingdom 
11/13/2014 Aberdeen Trust The Financial Conduct Authority (FCA), United Kingdom 
11/11/2014 Kingsley Asset Management The Financial Conduct Authority (FCA), United Kingdom 
11/7/2014 Taito Securities Group The Financial Conduct Authority (FCA), United Kingdom 
10/31/2014 Pritchard Stockbrokers Limited The Financial Conduct Authority (FCA), United Kingdom 
10/27/2014 Crown Capital Management The Financial Conduct Authority (FCA), United Kingdom 
10/27/2014 Asian Direct Capital Management The Financial Conduct Authority (FCA), United Kingdom 
10/27/2014 LiveFX Trader The Cyprus Securities and Exchange Commission, Cyprus 
10/24/2014 Burton Capital Partners The Financial Conduct Authority (FCA), United Kingdom 
10/23/2014 TraderXP Ltd (TraderXP) The Financial Supervision Commission (Bulgaria), Bulgaria 
10/22/2014 Houlihan Lokey The Financial Conduct Authority (FCA), United Kingdom 
10/22/2014 Granada Capital Finanstilsynet (NO), Norway 
10/20/2014 Gilmoore Financial Inc The Financial Conduct Authority (FCA), United Kingdom 
10/17/2014 AVA Capital Management The Financial Conduct Authority (FCA), United Kingdom 
10/17/2014 Red Level Enterprises The Financial Conduct Authority (FCA), United Kingdom 
10/16/2014 International Mergers and Acquisitions The Financial Conduct Authority (FCA), United Kingdom 
10/9/2014 GEN Equities Central Bank of Ireland, Ireland 
10/8/2014 Nippori Group Finansinspektionen, Sweden 
10/6/2014 Forex MMCIS Group Malta Financial Services Authority, Malta 
10/6/2014 Ventures GB Finanstilsynet (DK), Denmark 
10/6/2014 MTR Global The Financial Conduct Authority (FCA), United Kingdom 
10/3/2014 Boyd Clark Resource Capital Solutions Finansinspektionen, Sweden 
10/3/2014 Kiyose Mergers The Financial Conduct Authority (FCA), United Kingdom 
10/3/2014 Larnaca Finans Ltd Hellenic Capital Market Commission (HCMC), Greece 
10/1/2014 Alliance Private Equity LLP The Financial Conduct Authority (FCA), United Kingdom 
9/30/2014 Aura Mergers & Acquisitions Finansinspektionen, Sweden 
9/30/2014 Robinson Capital Partners The Financial Conduct Authority (FCA), United Kingdom 
9/29/2014 International Capital Markets The Netherlands Authority for the Financial Markets (AFM), Netherlands 
9/29/2014 Kent Hughes & Co Finanstilsynet (DK), Denmark 
9/29/2014 DuPont Financial (DuPont FX, DP Global Services Ltd) Finansinspektionen, Sweden 
9/26/2014 Aegean Touristic Real Estate R.E.I.C. Hellenic Capital Market Commission (HCMC), Greece 
9/26/2014 G-Reic Energy Real Estate R.E.I.C. Hellenic Capital Market Commission (HCMC), Greece 
9/26/2014 Vantage Point LLC The Financial Conduct Authority (FCA), United Kingdom 
9/26/2014 Luxembourg Futures Commodities Options Trading Authority Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
9/24/2014 Dean Foster Associates The Financial Conduct Authority (FCA), United Kingdom 
9/24/2014 Harrison & Bradley Financial Group Finansinspektionen, Sweden 
9/23/2014 RT Owens & Associates, LLC The Financial Conduct Authority (FCA), United Kingdom 
9/23/2014 WB Global Strategic Asset Management The Financial Conduct Authority (FCA), United Kingdom 
9/22/2014 Brooke Point Limited (Broke Point Limited) The Financial Conduct Authority (FCA), United Kingdom 
9/19/2014 Euroasian Rail Skyway Systems Lt The Bank of Lithuania, Lithuania 
9/19/2014 Genkai Securities Finanstilsynet (DK), Denmark 
9/18/2014 Hirsche Private Asset Management Ltd The Financial Conduct Authority (FCA), United Kingdom 
9/18/2014 Watts Corporate Services LLC The Financial Conduct Authority (FCA), United Kingdom 
9/17/2014 Hudson Coe Associates, LLC The Financial Conduct Authority (FCA), United Kingdom 
9/17/2014 Griffin Advisors Limited The Financial Conduct Authority (FCA), United Kingdom 
9/16/2014 Commodities Link The Financial Conduct Authority (FCA), United Kingdom 
9/15/2014 Drummonds Initiatives The Financial Conduct Authority (FCA), United Kingdom 
9/15/2014 TCL Associates Finanstilsynet (DK), Denmark 
9/15/2014 GE Shaw Management Group The Financial Conduct Authority (FCA), United Kingdom 
9/12/2014 Smith and Stanley Corporate Consultants The Financial Conduct Authority (FCA), United Kingdom 
9/12/2014 Brookmore Partners (Brookemore Partners, Brookmoore Partners, Brookmore Associates) The Financial Conduct Authority (FCA), United Kingdom 
9/12/2014 ACM Gold (Pvt) Ltd Securites Market Agency, Slovenia 
9/12/2014 S.C. Binary Floor Online Ltd The Cyprus Securities and Exchange Commission, Cyprus 
9/10/2014 Carrington Group LLC The Financial Conduct Authority (FCA), United Kingdom 
9/10/2014 Jacob Johnson Consultancy The Financial Conduct Authority (FCA), United Kingdom 
9/10/2014 Springer Asset Management The Financial Conduct Authority (FCA), United Kingdom 
9/8/2014 Goldman Shaks (PVT) Ltd The Financial Conduct Authority (FCA), United Kingdom 
9/2/2014 Stratford Private Equity PLC Finansinspektionen, Sweden 
9/2/2014 Marcus KPO Services LLC The Financial Conduct Authority (FCA), United Kingdom 
9/1/2014 Parley Acquisition Group Finansinspektionen, Sweden 
8/29/2014 Myers and Baker Associates Finansinspektionen, Sweden 
8/28/2014 World Trade Consortium Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
8/28/2014 Walters Capital Group The Financial Conduct Authority (FCA), United Kingdom 
8/28/2014 Mitsubishi UFJ Financial Group Inc The Financial Conduct Authority (FCA), United Kingdom 
8/26/2014 Capital Mergers and Acquisitions The Financial Conduct Authority (FCA), United Kingdom 
8/22/2014 Deacon Corporate Group The Financial Conduct Authority (FCA), United Kingdom 
8/22/2014 Ebinaires (www.ebinaires.com) The Financial Services and Markets Authority (FSMA), Belgium 
8/22/2014 XP Markets The Financial Services and Markets Authority (FSMA), Belgium 
8/22/2014 Tradmaker The Financial Services and Markets Authority (FSMA), Belgium 
8/22/2014 Bank Of Market The Financial Services and Markets Authority (FSMA), Belgium 
8/22/2014 Time Binary The Financial Services and Markets Authority (FSMA), Belgium 
8/22/2014 KD Markets The Financial Services and Markets Authority (FSMA), Belgium 
8/22/2014 Tradaxa The Financial Services and Markets Authority (FSMA), Belgium 
8/20/2014 Hexagon Capital Management The Financial Conduct Authority (FCA), United Kingdom 
8/20/2014 KEE Global Corp The Financial Conduct Authority (FCA), United Kingdom 
8/19/2014 Glacier Bay Capital LLC Finansinspektionen, Sweden 
8/19/2014 Murray & Vincent Law Group Finansinspektionen, Sweden 
8/18/2014 Finexten Transition (Finexten SICAV P.L.C.) Malta Financial Services Authority, Malta 
8/15/2014 Benison Asset Management Finanstilsynet (NO), Norway 
8/14/2014 Clifton Capital Partners LLC Finansinspektionen, Sweden 
8/13/2014 Chelestra Ltd The Cyprus Securities and Exchange Commission, Cyprus 
8/13/2014 T.B.S.F. Best Strategy Finance Ltd The Cyprus Securities and Exchange Commission, Cyprus 
8/13/2014 Atlantic Mutual Int Ltd The Financial Conduct Authority (FCA), United Kingdom 
8/8/2014 Islandbay Services Ltd (Broker Capital) The Financial Supervision Commission (Bulgaria), Bulgaria 
8/8/2014 RSM & RB Finance AL Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
8/7/2014 Citystate Consulting Co Central Bank of Ireland, Ireland 
8/6/2014 Hunt Acquisition Group Central Bank of Ireland, Ireland 
8/5/2014 Asian Futures Trading Group Central Bank of Ireland, Ireland 
8/5/2014 DCI Fund Managers Ireland PLC The Financial Conduct Authority (FCA), United Kingdom 
8/5/2014 Elliott Associates Finanstilsynet (NO), Norway 
8/4/2014 DCI Funds PLC The Financial Conduct Authority (FCA), United Kingdom 
7/29/2014 Willow and Black The Financial Conduct Authority (FCA), United Kingdom 
7/28/2014 IBC Capital Limited (IBCFX) Comisión Nacional del Mercado de Valores, Spain 
7/28/2014 World Financial Institutions Finanstilsynet (NO), Norway 
7/28/2014 Inter Global Equity The Financial Services and Markets Authority (FSMA), Belgium 
7/28/2014 Herrington Global The Financial Services and Markets Authority (FSMA), Belgium 
7/28/2014 Meta Capital Partners Oy The Financial Services and Markets Authority (FSMA), Belgium 
7/28/2014 Sigma Capital Advisors The Financial Services and Markets Authority (FSMA), Belgium 
7/28/2014 Ridgewood Securities The Financial Services and Markets Authority (FSMA), Belgium 
7/25/2014 Dealerweb Ltd (Bull Trend Brokerage Ltd) The Financial Supervision Commission (Bulgaria), Bulgaria 
7/24/2014 Alternative Bridging Corporation The Financial Conduct Authority (FCA), United Kingdom 
7/24/2014 Worth Ltd (Venetfx) Securites Market Agency, Slovenia 
7/22/2014 Thüngen Financial Central Bank of Ireland, Ireland 
7/17/2014 Forextradition Ltd The Cyprus Securities and Exchange Commission, Cyprus 
7/16/2014 Hopler Global Investment Group Central Bank of Ireland, Ireland 
7/16/2014 Matheson Wang Group The Netherlands Authority for the Financial Markets (AFM), Netherlands 
7/11/2014 Clarion Equity Management Central Bank of Ireland, Ireland 
7/11/2014 OBmarkets (www.obmarkets.com) The Financial Services and Markets Authority (FSMA), Belgium 
7/11/2014 Good Option The Financial Services and Markets Authority (FSMA), Belgium 
7/11/2014 Ubinary The Financial Services and Markets Authority (FSMA), Belgium 
7/11/2014 Triumph Option The Financial Services and Markets Authority (FSMA), Belgium 
7/11/2014 Bo Bank (Analysis Finance) The Financial Services and Markets Authority (FSMA), Belgium 
7/11/2014 BforBroker The Financial Services and Markets Authority (FSMA), Belgium 
7/10/2014 Brock Hartwick Central Bank of Ireland, Ireland 
7/8/2014 LK Advisors The Financial Conduct Authority (FCA), United Kingdom 
7/7/2014 European Financial Markets GMBH Comisión Nacional del Mercado de Valores, Spain 
7/7/2014 Worth UK Limited (Venetfx) Comisión Nacional del Mercado de Valores, Spain 
7/2/2014 Lansley Everett and Moore LLC The Financial Conduct Authority (FCA), United Kingdom 
7/2/2014 Eagle Commerce Group The Financial Conduct Authority (FCA), United Kingdom 
7/2/2014 Asiatic Associates The Financial Conduct Authority (FCA), United Kingdom 
7/2/2014 Hargreave Hale The Financial Conduct Authority (FCA), United Kingdom 
7/1/2014 Aries Ventures Inc Finansinspektionen, Sweden 
7/1/2014 Knightsbridge Management International Asset Management The Financial Conduct Authority (FCA), United Kingdom 
7/1/2014 Rimas Risk Management Service The Financial Conduct Authority (FCA), United Kingdom 
7/1/2014 Investors Ltd The Financial Supervision Commission (Bulgaria), Bulgaria 
7/1/2014 24 Trade Ltd The Financial Supervision Commission (Bulgaria), Bulgaria 
6/27/2014 Connor Simmons Group Central Bank of Ireland, Ireland 
6/27/2014 Stealth Takeovers Central Bank of Ireland, Ireland 
6/24/2014 BDB Services Ltd The Cyprus Securities and Exchange Commission, Cyprus 
6/23/2014 Sierra Finance Asset Management The Financial Conduct Authority (FCA), United Kingdom 
6/20/2014 Strategic Global Equity Exchange Finanstilsynet (NO), Norway 
6/17/2014 Comlife Investments Ltd The Cyprus Securities and Exchange Commission, Cyprus 
6/17/2014 Hewlett Partners Limited The Financial Conduct Authority (FCA), United Kingdom 
6/13/2014 CMBS Portfolio, LLC The Financial Conduct Authority (FCA), United Kingdom 
6/13/2014 WM Bormla (WM Bormla Limited, WM Bormla Bank Limited, WM Bormla PLC) Malta Financial Services Authority, Malta 
6/12/2014 Changsheng Associates (Genkai Securities) The Financial Services and Markets Authority (FSMA), Belgium 
6/11/2014 PL Securities The Financial Conduct Authority (FCA), United Kingdom 
6/11/2014 Seth Cohen LLP The Financial Conduct Authority (FCA), United Kingdom 
6/9/2014 The Corliss Group Comisión Nacional del Mercado de Valores, Spain 
6/5/2014 TJB Trading Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
6/4/2014 American First City Corporation The Financial Conduct Authority (FCA), United Kingdom 
6/2/2014 Taxwise Consultants Finansinspektionen, Sweden 
6/2/2014 Financial Compensation Authority Finansinspektionen, Sweden 
6/2/2014 Delorean Family, S.L. Comisión Nacional del Mercado de Valores, Spain 
6/2/2014 Gestión Productos y Bolsa S.L. (Gesprobolsa) Comisión Nacional del Mercado de Valores, Spain 
5/29/2014 London Prestige Capital Limited The Financial Conduct Authority (FCA), United Kingdom 
5/29/2014 Hamilton Carter International Commodities The Financial Conduct Authority (FCA), United Kingdom 
5/28/2014 LinGold.com S.A (InvestDiamond.com) L'Autorité des marchés financiers (AMF), France 
5/27/2014 Premier Mergers and Acquisitions The Financial Conduct Authority (FCA), United Kingdom 
5/27/2014 Harrisson & Bradley Financial Group Finanstilsynet (NO), Norway 
5/27/2014 Cheyney Group Finansinspektionen, Sweden 
5/27/2014 Assiprime Euro Brokering The Financial Conduct Authority (FCA), United Kingdom 
5/26/2014 The OSW Partnership Comisión Nacional del Mercado de Valores, Spain 
5/26/2014 Sakofx (www.sakofx.co) Comisión Nacional del Mercado de Valores, Spain 
5/26/2014 Ariad Financial Services The Netherlands Authority for the Financial Markets (AFM), Netherlands 
5/22/2014 CP Brokers The Financial Conduct Authority (FCA), United Kingdom 
5/22/2014 Aris UK Advisory The Financial Conduct Authority (FCA), United Kingdom 
5/22/2014 Hartford Group International The Financial Conduct Authority (FCA), United Kingdom 
5/22/2014 Scott Thomas Wealth Advisory The Financial Conduct Authority (FCA), United Kingdom 
5/22/2014 Lukas Kantor Securities The Financial Conduct Authority (FCA), United Kingdom 
5/19/2014 Stocks Trading One Spain, S.L. Comisión Nacional del Mercado de Valores, Spain 
5/19/2014 Versus Wealth Management (SARL, Sucursal en España) Comisión Nacional del Mercado de Valores, Spain 
5/16/2014 Caltherm Co. Private Equity LLC Finansinspektionen, Sweden 
5/16/2014 Committee of Regulation and Liquidation on Private Ventures Finansinspektionen, Sweden 
5/14/2014 Global GECR The Financial Conduct Authority (FCA), United Kingdom 
5/12/2014 Baron Group The Financial Conduct Authority (FCA), United Kingdom 
5/12/2014 BNY Mellon Wealth Management The Financial Conduct Authority (FCA), United Kingdom 
5/12/2014 HPC Forex Trading Comisión Nacional del Mercado de Valores, Spain 
5/6/2014 Brant Point Management S.A Finansinspektionen, Sweden 
5/5/2014 Hucaro Gestion Financiera y Desarrollo Patyrimonial, S.L. Comisión Nacional del Mercado de Valores, Spain 
4/30/2014 AXA Investment Managers The Financial Conduct Authority (FCA), United Kingdom 
4/29/2014 GetBucks Invest GmbH Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
4/29/2014 Niigata Global Finanstilsynet (DK), Denmark 
4/28/2014 Brunswick Capital Comisión Nacional del Mercado de Valores, Spain 
4/28/2014 Pluscapital Forex, S.L. (Pluscapital FX) Comisión Nacional del Mercado de Valores, Spain 
4/25/2014 Neilson Capital Finanstilsynet (NO), Norway 
4/25/2014 ING Bank N.V. The Financial Conduct Authority (FCA), United Kingdom 
4/23/2014 Wilkins Capital Group Central Bank of Ireland, Ireland 
4/22/2014 Lansley Everett ja Moore LLC The Netherlands Authority for the Financial Markets (AFM), Netherlands 
4/22/2014 European Ventures Capital Advisors Finanstilsynet (NO), Norway 
4/22/2014 Davis Ward & Beck Partners LLC The Netherlands Authority for the Financial Markets (AFM), Netherlands 
4/22/2014 Century Direct Group Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
4/17/2014 Capital Hill Group The Financial Services and Markets Authority (FSMA), Belgium 
4/16/2014 Universal Finance Bank Finansinspektionen, Sweden 
4/16/2014 Ashland Mergers & Acquisitions Management Finansinspektionen, Sweden 
4/16/2014 Offshore Securities Acquisition Commission Finansinspektionen, Sweden 
4/16/2014 Clearskies Group Ltd Finansinspektionen, Sweden 
4/16/2014 GF Trades Finansinspektionen, Sweden 
4/15/2014 Morris Capital Partners Finansinspektionen, Sweden 
4/15/2014 LSE Wealth Management Inc The Financial Conduct Authority (FCA), United Kingdom 
4/10/2014 BlackRock Offshore Bullion Investment Fund The Financial Conduct Authority (FCA), United Kingdom 
4/10/2014 Edward Evans Group The Financial Conduct Authority (FCA), United Kingdom 
4/9/2014 BFXOption (www.bfxoption.com) The Financial Services and Markets Authority (FSMA), Belgium 
4/8/2014 Stanford Crown Partners The Financial Conduct Authority (FCA), United Kingdom 
4/8/2014 FXDealer (FX Dealer, FX Direct Dealer, Fxdealer) Malta Financial Services Authority, Malta 
4/8/2014 Sky Forex (Sky Forex Europe) Malta Financial Services Authority, Malta 
4/4/2014 Alliance Capital Securities The Financial Conduct Authority (FCA), United Kingdom 
4/4/2014 Kingston Financial Group The Financial Conduct Authority (FCA), United Kingdom 
4/3/2014 The Woo Group Finanstilsynet (NO), Norway 
4/3/2014 RBC Wealth Management The Financial Conduct Authority (FCA), United Kingdom 
4/1/2014 Asian Acquisition Oversight Committee Finansinspektionen, Sweden 
3/27/2014 CFS Plc The Financial Conduct Authority (FCA), United Kingdom 
3/26/2014 iZuro BVBA (DC BVBA, DCMi-U BVBA) The Financial Services and Markets Authority (FSMA), Belgium 
3/26/2014 Morris & Dazz Asset Evaluators Ltd Finansinspektionen, Sweden 
3/24/2014 Blue Ribbon Financial Finansinspektionen, Sweden 
3/21/2014 Frontiers Group Investment Ltd’ The Cyprus Securities and Exchange Commission, Cyprus 
3/21/2014 Mercuria Technologies Ltd The Cyprus Securities and Exchange Commission, Cyprus 
3/20/2014 Wealth Planning Solutions Europe The Financial Conduct Authority (FCA), United Kingdom 
3/19/2014 Global Intermediate Finance (The GIF Group, The GIF Group Zurich) The Financial Conduct Authority (FCA), United Kingdom 
3/19/2014 Anderson Franklin Sullivan Partners Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 BL Trading Group Inc The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Eureka Consulting Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Guardian Offshore Inc The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Integrated Tax The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Oakbridge Capital LLC The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Opes Capital Inc The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 SGX Financial Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Titan Invest AG The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Trans Reliance Inc The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Foerster Consulting Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Global Equity Group The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 MAV-Group Ltd The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Guozijian Capital The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 HMB Investments The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Hudson Strategic Partners The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Impakt Online Marketing (IOM) The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Progression Mergers and Acquisitions The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 RNT Advisory The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Sheppard Capital Partners The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/19/2014 Stanley King The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/18/2014 Devonshire Holdings The Financial Conduct Authority (FCA), United Kingdom 
3/17/2014 FrontierForex (Frontiers Group Global Investment, Frontiers Group Investment Ltd) Malta Financial Services Authority, Malta 
3/14/2014 Shenzhen Commodity Exchange Finansinspektionen, Sweden 
3/14/2014 Lin Warwick Finansinspektionen, Sweden 
3/13/2014 SiliconValley Markets Ltd The Cyprus Securities and Exchange Commission, Cyprus 
3/12/2014 Concept Fund Solutions PLC The Financial Conduct Authority (FCA), United Kingdom 
3/12/2014 WBlake Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
3/11/2014 Trebol Trading LLC The Financial Services and Markets Authority (FSMA), Belgium 
3/11/2014 Ventures GP Finanstilsynet (NO), Norway 
3/11/2014 Token Financial Central Bank of Ireland, Ireland 
3/10/2014 TL Mallen. LLC The Financial Conduct Authority (FCA), United Kingdom 
3/10/2014 Mercxyz One Limited Comisión Nacional del Mercado de Valores, Spain 
3/7/2014 FxGcmi (Global Capital Markets FX LLC, Global Capital Markets FX Ltd) Malta Financial Services Authority, Malta 
3/6/2014 Knox Securities Corp The Financial Conduct Authority (FCA), United Kingdom 
3/5/2014 Investment Assurance Corporation Finansinspektionen, Sweden 
3/5/2014 Ookgeldlenen The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/5/2014 Kredietjeaanvragen The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/5/2014 Geldlenenkanhier The Netherlands Authority for the Financial Markets (AFM), Netherlands 
3/3/2014 Spencer and Richardson Financial The Financial Conduct Authority (FCA), United Kingdom 
2/28/2014 Toyo Securities The Financial Conduct Authority (FCA), United Kingdom 
2/28/2014 HZ Capital Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
2/26/2014 SMO Fitzgerald Global Finansinspektionen, Sweden 
2/25/2014 China International Capital Corporation The Financial Conduct Authority (FCA), United Kingdom 
2/25/2014 Abney Associates Finanstilsynet (DK), Denmark 
2/25/2014 DFM Asset Management Finanstilsynet (DK), Denmark 
2/25/2014 China International Corporation Capital Limited (CICC) The Financial Conduct Authority (FCA), United Kingdom 
2/21/2014 Merex Markets Malta Financial Services Authority, Malta 
2/21/2014 Mondiaen Banker Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
2/20/2014 Westward Group Finanstilsynet (NO), Norway 
2/20/2014 Prestige Banq The Financial Services and Markets Authority (FSMA), Belgium 
2/19/2014 ABFX Ltd (ABFX Inc) Malta Financial Services Authority, Malta 
2/18/2014 CNB Acquisitions Inc The Financial Conduct Authority (FCA), United Kingdom 
2/18/2014 Private Capital L'Autorité des marchés financiers (AMF), France 
2/17/2014 MilleCapitaux - Private & Investment Bankers Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
2/14/2014 Helvetia Wealth AG Central Bank of Ireland, Ireland 
2/14/2014 Palmer Smith Advisors Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
2/13/2014 Investec Capital Corporation The Financial Conduct Authority (FCA), United Kingdom 
2/12/2014 Tunstall Group Finanstilsynet (NO), Norway 
2/11/2014 First Catholic Financial Finansinspektionen, Sweden 
2/11/2014 Ventura Capital Consultancy Services The Financial Conduct Authority (FCA), United Kingdom 
2/6/2014 Global-Consulting Austrian Financial Market Authority (FMA), Austria 
2/4/2014 UK RBB Barclays Business The Financial Conduct Authority (FCA), United Kingdom 
2/4/2014 Danske Capital The Financial Conduct Authority (FCA), United Kingdom 
2/3/2014 AFI - Alternative Financial Investments The Financial Conduct Authority (FCA), United Kingdom 
1/31/2014 Nova Portfolio Management (Nova UK Limited, www.novamanagers.com) The Financial Conduct Authority (FCA), United Kingdom 
1/30/2014 Shearin Group Finanstilsynet (DK), Denmark 
1/30/2014 Baxter-Stanley and Associates Finansinspektionen, Sweden 
1/29/2014 Bronte Financial Finansinspektionen, Sweden 
1/29/2014 Al Reen Capital The Financial Conduct Authority (FCA), United Kingdom 
1/29/2014 Ledbury Moore The Financial Conduct Authority (FCA), United Kingdom 
1/29/2014 The Tunstall Group Finansinspektionen, Sweden 
1/28/2014 Furlow Capital Finansinspektionen, Sweden 
1/25/2014 Eurokasse New Zealand Limited Austrian Financial Market Authority (FMA), Austria 
1/24/2014 Kanagawa Associates Finansinspektionen, Sweden 
1/23/2014 Redford Securities International The Financial Conduct Authority (FCA), United Kingdom 
1/23/2014 Asia World Capital The Financial Conduct Authority (FCA), United Kingdom 
1/21/2014 Chelsea Financial The Financial Conduct Authority (FCA), United Kingdom 
1/21/2014 Forextrada (www.forextrada.com) The Financial Services and Markets Authority (FSMA), Belgium 
1/21/2014 Cayman Asset Management Finansinspektionen, Sweden 
1/20/2014 FX Trident 365 Ltd The Cyprus Securities and Exchange Commission, Cyprus 
1/20/2014 Strategic Private Equity LLC The Financial Conduct Authority (FCA), United Kingdom 
1/20/2014 Mesirow Financial (Mesirow Financial International UK) The Financial Conduct Authority (FCA), United Kingdom 
1/20/2014 Brookes and Hargreaves The Financial Conduct Authority (FCA), United Kingdom 
1/16/2014 1st American Securities Finansinspektionen, Sweden 
1/16/2014 Charterhouse Wealth Management Finansinspektionen, Sweden 
1/16/2014 Clairmont Capital Partners Finansinspektionen, Sweden 
1/16/2014 Summers Associates Ltd The Financial Conduct Authority (FCA), United Kingdom 
1/15/2014 Idelson Group The Financial Services and Markets Authority (FSMA), Belgium 
1/15/2014 Taiwan Options The Financial Services and Markets Authority (FSMA), Belgium 
1/15/2014 Futures Exchange The Financial Services and Markets Authority (FSMA), Belgium 
1/15/2014 Capital Trust Management Austrian Financial Market Authority (FMA), Austria 
1/15/2014 NEA Europe Limited Austrian Financial Market Authority (FMA), Austria 
1/14/2014 Reid & Stone Ventures Finansinspektionen, Sweden 
1/13/2014 Jarvis Cohen Associates The Financial Conduct Authority (FCA), United Kingdom 
1/10/2014 Live Binary Ltd The Cyprus Securities and Exchange Commission, Cyprus 
1/10/2014 Vestcor Finansinspektionen, Sweden 
1/9/2014 Dyman Associates Finansinspektionen, Sweden 
1/8/2014 Bulls Capital Markets Commission de Surveillance du Secteur Financier (CSSF), Luxembourg 
1/7/2014 iOption Global Group 2012 Ltd The Cyprus Securities and Exchange Commission, Cyprus 
1/7/2014 Ramsey Investment Partners Finansinspektionen, Sweden 
1/7/2014 Harden-Krause Private Equity Ltd Finansinspektionen, Sweden 
12/31/2013 Amber Asset Management The Financial Conduct Authority (FCA), United Kingdom 
12/20/2013 Leighton Corporate Services LLC Central Bank of Ireland, Ireland 
12/18/2013 Fast Line Legal The Financial Conduct Authority (FCA), United Kingdom 
12/17/2013 Bio-Investor Ltd The Polish Financial Supervision Authority (KNF), Poland 
12/16/2013 Evolution Market Group Inc (www.finanzasforex.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 ikkotrader.com (www.ikkotrader.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Surplus Finance SA (www.fxcast.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 InstaForex Companies Group (www.instaforex.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Forex Place Limited (www.4xp.com/fr) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Marketrade Ltd (www.astonforex.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 BFOREX Limited (www.bforex.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 CFB International Ltd (www.cfxmarkets.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Forex Tradition (www.forextradition.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 IB International Ltd (www.integralbroker.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 ICM Worldwide Ltd (www.investcapitalmarkets.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Investment Formula Corporation (www.itcfx.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 International Traders Network FX (www.itnfx.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Motion Forex Ltd (www.motionforex.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Neto Trade Global Investment (www.netotrade.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Landkey Enterprises Inc (www.obroker.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Sunbird Trading Limited (www.sunbirdfx.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 Sisma Capital Limited (www.tradaxa.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 IP International Service - AJ BROWDER (www.trader369.com) L'Autorité des marchés financiers (AMF), France 
12/16/2013 GCI Financial Limited (www.gcitrading.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 optionbit.com (www.optionbit.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 optionfair.com (www.optionfair.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 excitingmarkets.com (www.excitingmarkets.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 traderxp.com (www.traderxp.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 01boker.com (www.01boker.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 24option.com (www.24option.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 4xp.com (www.4xp.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 50option.com (www.50option.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 60options.com (www.60options.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 bancxp.com (www.bancxp.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 Banq of Broker (www.banqofbroker.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 ajbrowdercapital.com (www.ajbrowdercapital.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 binarymarkets.com (www.binarymarkets.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 binoa.com (www.binoa.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 bnry.com (www.bnry.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 bocapital.com (www.bocapital.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 bossoptions.com (www.bossoptions.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 cedarfinance.com (www.cedarfinance.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 chronoption.com (www.chronoption.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 cititrader.com (www.cititrader.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 digitoption.com (www.digitoption.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 easyxp.com (www.easyxp.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 empireoption.com (www.empireoption.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 euoptions.com (www.euoptions.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 ezbinary.com (www.ezbinary.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 eztrader.com (www.eztrader.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 fboption.com (www.fboption.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 gfmtrader.com (www.gfmtrader.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 gftraders.com (www.gftraders.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 globaltrader365.com (www.globaltrader365.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 ioptioneu.com (www.ioptioneu.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 leaderoption.com (www.leaderoption.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 opteck.com (www.opteck.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 optionet.com (www.optionet.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 optionsclick.com (www.optionsclick.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 optionsmarter.com (www.optionsmarter.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 option-world.com (www.option-world.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 optionxp.com (www.optionxp.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 phenixoption.com (www.phenixoption.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 planetoption.com (www.planetoption.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 prestigebanq.com (www.prestigebanq.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 royaldebank.com (www.royaldebank.com) L'Autorité des marchés financiers (AMF), France 
12/11/2013 banqueoption.com (www.banqueoption.com) L'Autorité des marchés financiers (AMF), France 
12/9/2013 KSI / Karamanof (Karamanof Securities & Investment Services ) The Financial Conduct Authority (FCA), United Kingdom 
12/6/2013 Westberg Equity Research Corp (WERC), (Westburg Equity) The Financial Conduct Authority (FCA), United Kingdom 
12/5/2013 Forex Worldwide Ltd Malta Financial Services Authority, Malta 
12/5/2013 ToroPROfit Malta Financial Services Authority, Malta 
12/5/2013 GE Wealth Management The Financial Conduct Authority (FCA), United Kingdom 
12/5/2013 GroupCPI The Financial Services and Markets Authority (FSMA), Belgium 
12/4/2013 First Trade Europe The Financial Conduct Authority (FCA), United Kingdom 
12/4/2013 Firkin Asset Consultants The Financial Conduct Authority (FCA), United Kingdom 
12/4/2013 JCI Asset Inc Finansinspektionen, Sweden 
11/29/2013 Next Financial Network The Financial Conduct Authority (FCA), United Kingdom 
11/29/2013 Ava Capital Markets The Financial Conduct Authority (FCA), United Kingdom 
11/28/2013 Cover Capital Partners Finansinspektionen, Sweden 
11/28/2013 Bureau of Financial Trading Finansinspektionen, Sweden 
11/27/2013 Sycamore Options Ltd The Cyprus Securities and Exchange Commission, Cyprus 
11/27/2013 NCP Financials The Financial Conduct Authority (FCA), United Kingdom 
11/27/2013 Northland The Financial Conduct Authority (FCA), United Kingdom 
11/27/2013 Northland Capital Partners Ltd The Financial Conduct Authority (FCA), United Kingdom 
11/27/2013 Frost Capital Partners Finanstilsynet (NO), Norway 
11/26/2013 Globaleye SPRL The Financial Services and Markets Authority (FSMA), Belgium 
11/26/2013 Globaleye SA The Financial Services and Markets Authority (FSMA), Belgium 
11/26/2013 Globaleye The Financial Services and Markets Authority (FSMA), Belgium 
11/26/2013 Estlander & Ronnlund Capital Management The Financial Conduct Authority (FCA), United Kingdom 
11/26/2013 DeVere Group UK The Financial Conduct Authority (FCA), United Kingdom 
11/25/2013 Ferrofortia Ltd The Cyprus Securities and Exchange Commission, Cyprus 
11/25/2013 Edge Capital Markets The Financial Conduct Authority (FCA), United Kingdom 
11/25/2013 forextotal.es (www.forextotal.es) Comisión Nacional del Mercado de Valores, Spain 
11/19/2013 Sompo Capital Group Finanstilsynet (NO), Norway 
11/19/2013 Deep Blue Group Finanstilsynet (NO), Norway 
11/13/2013 infinitycapital.in (www.infinitycapital.in) The National Bank of Slovakia (NBS), Slovakia 
11/11/2013 Board of International Finance The Financial Conduct Authority (FCA), United Kingdom 
11/7/2013 Global Corporate Partners The Financial Conduct Authority (FCA), United Kingdom 
11/6/2013 FOREX Experts Ltd The Financial Supervision Commission (Bulgaria), Bulgaria 
11/4/2013 Pictet Private Wealth Management The Financial Conduct Authority (FCA), United Kingdom 
11/4/2013 Pictet & Cie The Financial Conduct Authority (FCA), United Kingdom 
11/1/2013 Newport International Group Finanstilsynet (DK), Denmark 
11/1/2013 Koyal Group Finanstilsynet (DK), Denmark 
10/31/2013 Pan American Global Partners The Financial Conduct Authority (FCA), United Kingdom 
10/29/2013 IPO S.A. The Polish Financial Supervision Authority (KNF), Poland 
10/28/2013 Hobart Roth LLC The Financial Conduct Authority (FCA), United Kingdom 
10/28/2013 RENTABILIDAD 60% or RENTA 60 Comisión Nacional del Mercado de Valores, Spain 
10/25/2013 Specialist Investor Funds The Financial Conduct Authority (FCA), United Kingdom 
10/25/2013 Hanover Group The Financial Conduct Authority (FCA), United Kingdom 
10/25/2013 St. Publius Corporate Services Limited Malta Financial Services Authority, Malta 
10/25/2013 Aspen Capital LLC Finansinspektionen, Sweden 
10/24/2013 Quinn & Voakes Capital The Financial Conduct Authority (FCA), United Kingdom 
10/23/2013 Shore Capital Ventures Finanstilsynet (NO), Norway 
10/23/2013 Ellis Harper & Co LLC The Financial Conduct Authority (FCA), United Kingdom 
10/23/2013 Hoden International Clearing The Financial Conduct Authority (FCA), United Kingdom 
10/23/2013 1st Edge Financial Bank of the United Kingdom Finansinspektionen, Sweden 
10/22/2013 Brewer Consulting Group The Financial Conduct Authority (FCA), United Kingdom 
10/21/2013 Zenith FUND SA - SICAV-SIF The Polish Financial Supervision Authority (KNF), Poland 
10/18/2013 NRG Capital (CY) LTD The Cyprus Securities and Exchange Commission, Cyprus 
10/18/2013 Steinberg Management The Financial Conduct Authority (FCA), United Kingdom 
10/17/2013 Kendall Morgan Partners Finanstilsynet (NO), Norway 
10/17/2013 Glover Capital Group The Financial Conduct Authority (FCA), United Kingdom 
10/16/2013 Capstone Alliance Group Finanstilsynet (NO), Norway 
10/15/2013 IP International Service The Financial Services and Markets Authority (FSMA), Belgium 
10/15/2013 Trading Corporation The Financial Services and Markets Authority (FSMA), Belgium 
10/15/2013 Ikkotrader The Financial Services and Markets Authority (FSMA), Belgium 
10/15/2013 trader369 The Financial Services and Markets Authority (FSMA), Belgium 
10/15/2013 AJ Browder Capital AG The Financial Services and Markets Authority (FSMA), Belgium 
10/14/2013 Redevelopment Corporation International Ltd Malta Financial Services Authority, Malta 
10/11/2013 Whitney Cooper Associates The Financial Conduct Authority (FCA), United Kingdom 
10/10/2013 depahofx.com/gl (www.depahofx.com/gl) The Cyprus Securities and Exchange Commission, Cyprus 
10/10/2013 Rowe Corporate Services The Financial Conduct Authority (FCA), United Kingdom 
10/7/2013 Northern Capital Consultants The Financial Conduct Authority (FCA), United Kingdom 
10/3/2013 Bloomfield Advisory The Financial Conduct Authority (FCA), United Kingdom 
10/2/2013 Pacific First Securities The Financial Conduct Authority (FCA), United Kingdom 
10/2/2013 KTI TRADING INC Hellenic Capital Market Commission (HCMC), Greece 
10/2/2013 Forex Place Ltd The Cyprus Securities and Exchange Commission, Cyprus 
10/1/2013 B.H.Global France The Financial Services and Markets Authority (FSMA), Belgium 
10/1/2013 A.S. Konstantinidis Hellenic Capital Market Commission (HCMC), Greece 
9/30/2013 Hayes Capital Management The Financial Conduct Authority (FCA), United Kingdom 

Useful links

 

 

16 May 2016

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